Wednesday, 5 May 2021

INTRODUCTION TO BANKING | BANKING FOR BEGINNERS

 What is a Bank? Generally speaking a bank is an institution that deals with money. The origin of the word bank is traced from the Italian word ‘banca’ banc or banque, which means ‘bench’. It is stated that in Middle Ages the European money changers and money lenders displayed their coins on the benches and conducted their business. Hence the term bench refers to the bench on which the business of money changing and money lending was conducted.

A commercial bank’s primary function is to accept deposits from individual and extend loans to those who are in need of money. Deposits are collected in different forms each are of which have its own features and serves a particular purpose. For example a saving account is meant for accumulating small savings and a current account for settlement of business transactions. A fixed deposit account to preserve a sum of money over a definite period and earn interest on it.

TYPES OF BANK ACCOUNTS

Saving bank account – Banks collect savings in the form of savings account. Anybody can voluntarily open a savings account. Savings are deposited in the account from time to time. the account holders are permitted to withdraw the same from their saving account but there are certain restrictions on the frequency of withdrawals. Thus, the main purpose of this type of account is to develop the habit of saving among people groups of the society.

Features of savings account:

-      Fixed income groups of the society find it convenient to operate a savings account. Those getting fixed monthly salary in their savings account either with the savings bank or with the post office.

-      It can be opened either in the name of a single individual or jointly in the names of two or more persons. A joint account can be operated either by all of them or any of them on behalf of all.

-      Any amount not exceeding the balance to the credit of the savings account can be withdrawn. The number of withdrawals can be made either by submitting withdrawals slips or cheques at the banks counter. Today you can also use online banking or debit cards. Banks on savings accounts balances allow interest. The same is credited to each account periodically generally twice a year on 30th September and 31st March in each financial year.

-      Every savings account holder is given a paying slip and a passbook is issued. Withdrawals can be made on the basis of withdrawal slips. Pay-in-slip are useful for making deposits in the account. The passbook shows balance to the credit of the account holder form time to time. It has to be updated. The bank makes entries in the passbook and returns it to the account holder. Now a days, you can also get you bank statement via email, or online banking.

-      No overdraft facility is available in case of savings account.

-      A savings account can be opened in the name of a minor however, he/she is not permitted to withdraw money from his/her account till he/she becomes a major.

 

Current account – This type of account is suitable for business persons since there is no restriction for withdrawal or cheque payments made through a current account. It is also termed as a demand deposited account, as the bank is under obligation to pay any amount as and when demanded by the account holder. Some banks may inquire about the business reputation before allowing a business person to open a current account.

Features of current account

-      Amount deposited in a current account is payable on demand made by the account holder.

-      There are practically no restrictions on the operation of this account.

-      Normally no interest is payable on current account balances.

-      Overdraft facility is available on current account.


Fixed Deposit Account – In this account a fixed amount is deposited for a fixed period such as for one year, three years and so on. The amount deposited cannot be withdrawn before the expiry of that period. However, nowadays withdrawals are permitted subject to the deduction by the bank.

Features of fixed deposit account

-      A fixed amount is deposited for a fixed period.

-      On the expiry of the term of deposit the bank returns the balance to the credit of the depositor together with interest to him.

-      A fixed deposit can be renewed on expiry of its term.

-      The rate of interest allowed by the bank on fixed deposits varies with the term of deposit. Larger the period of deposit higher the rate of interest.

-      The depositor is neither given a cheque book or passbook, only a receipt called FD receipt, the bank issues. This receipt serves as an acknowledgement of the deposit. It must be presented to the bank while claiming the refund of its deposit on its maturity.

-      Certain banks permit borrowing against fixed deposit.

-      Fixed deposits are suitable in case of idle funds lying with an individual or an organization.

 

Recurring deposit account – This account is meant for accumulating small savings regularly deposited by the account holder. A recurring deposit account is just like a savings account with the difference that withdrawals are permitted from the savings account, whereas in case of recurring account the amount cannot be withdrawn before the expiry of the period for which the account is opened. Moreover, the rate of interest in a recurring account is higher than that of ordinary saving account.

Features of a recurring deposit account

-      The main object of recurring deposits is to provide regular savings out of fixed periodic income.

-      A fixed sum has to be regularly deposited in this account every month for a certain period.

-      The rate of interest is more or less equal to that on fixed deposit.

-      The depositor is supplied with passbook, which shows the amount accumulated in his account from time to time.

-      On expiry of the fixed period the depositor gets the fixed amount deposited by him together with the interest on it.

-      Recurring deposit account can be opened by a person in the name of his minor ward.

 

Procedure for opening a bank account.

Proposal – An application form prescribed by the bank has to be filled in and submitted to the bank along with specimen signature on a separate card.

Introduction – Mainly for opening a current account the person needs to be introduced to the bank by another person operating a similar account with the same bank. The person who introduces is required to sign the application form quoting his account number there in.

Acceptance of the proposal – If the bank is satisfied with the reference supplied by the applicant it accepts the proposal and proceeds to open an account in the name of the applicant.

KYC – A know your customer (KYC) form duly filled is mandatory.

Opening of the account – The applicant is asked by the bank to deposit a certain amount of money (minimum amount). After the applicant has deposited the minimum sum, the account is opened by the bank and the account holders name is entered in the bank books and an account number is allotted.

 

Pay in slip book – This book contains certain slips with perforated counter foils. Whenever cash or cheque is to be deposited a duly completed slip is to be submitted to the counter of the bank along with the cash or cheque. The receiving cashier at the counter, accepts the amount, stamps the slip along with the counterfoil, retains the slip and returns the counter foil to the depositor for his records.

Passbook – It is an extract of the depositors account in the bank books. It shows the amount deposited amongst withdrawn and balance to the credit of the account from time to time. The accountant or officer certifies the balance by placing his initials. The passbook should be submitted to the bank from time to time to enable the bank to make entries therein and to update the passbook. It also shows rules regarding the operation of the account.

Cheque book – It is a book to enable the account holder to withdraw amount from his account or to make payments to other parties, the bank supplies with a cheque form. All cheque forms are numbered serially. When all the leaves of the cheque book are used, a new check book is issued on producing the requisition slip attached with every cheque book. This slip should be signed by the account holder and should be presented to the bank in order to obtain a new cheque book.

Precautions to be taken while drawing a cheque

-      Enough balance with the bank – Before issuing a cheque the drawer must verify his bank balance. He should not issue a cheque exceeding his bank balance. Similarly care should be taken to see that minimum balance always remains in the account.

-      Correct date – Date should be written in legible hand on the cheque in the space provided for this purpose. The date should be correct, if the date on the cheque is prior to six months (three months) it is called a ‘Stale cheque’.

-      Correct amount – It is very important that one writes the amount correctly and clearly, amount in words and figures should be the same and its should be written close to the words Rupees. If the amount written in words and figures differ the cheque will not be honored by the bank. No space should be left after the words and the word ‘only’ should be written after the amount expressed in words.

-      Exact signature – A cheque must be duly signed by the account holder. The drawer should see that his signature on the cheque is same as his specimen signature supplied to the bank earlier.

Authentication of alterations – Any alteration or change in a cheque must be authenticated by full signature of the drawer. This is to ensure than none other than the account holder has made the alteration.

Account number – Every cheque must bear the account number of the drawer – the bank usually prints it themselves.

Writing in ink – A cheque should be written with a pen or be typed. It should never be written with a pencil to prevent fraudulent alteration.

Proper crossing – One should avoid issuing a bearer cheque unless you yourself want to withdraw cash or unless the person to whom the cheque is being issued does not have a bank account. When cheques are sent through post they must be crossed as crossing a cheque gives enough protection against payment to a wrong person.

 

 

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