Friday, 28 August 2020

THE DRAIN THEORY – DADABHAI NAOROJI

For several generations now, the name of Dadabhai Naoroji has been associated in the minds of Indian students with the controversial ‘Drain Theory’. He propounded this theory with a fervent missionary zeal. Dadabhai spoke and wrote on this subject in the manner of a crusader who used simple, eloquent and sober language to explain the basic principles of this theory. He used phrases such as the ‘material and moral drain’, ‘the deprivation of resources’, ‘the bleeding drain’, etc.

The British rule drastically affected the politico-socio-economic structure of India. The various economic policies adopted by them resulted in poverty and misery of the masses. The British in India followed a policy which led to the extinction of the self-sufficient village economy. They evolved a system of education with the main object of creating a class of clerks so that the British rulers may be able to carry on the administration. Educated Indians were not given higher posts in the Government service and administration.

The commercial policy followed by the British rulers was not determined by the need of the country but was aimed at serving the interests of England. Of the revenue collected in India, the British remitted (took) about one-fourth to England as ‘home charges’. Several millions of rupees were sent to England as private remittances. The British Government in India followed a policy of free trade which led to free import of foreign commodities in the country and the ruin of indigenous industries. Railways were extended to all parts of the country which helped the distribution of foreign goods from one corner to another and facilitated the export of raw materials to England. The effects of these developments was that India was the only colony of the British Empire which presented a scene of poverty and distress and recurring famines.

With the spread of education people began to analyze the causes of poverty in India. They realized that there was something fundamentally wrong with the politico-economic set up of the country. The Indian leaders observed that the British rule was the chief cause of poverty and misery of the Indians. They considered ‘freedom from the colonial rule’ as the solution to the problem. The views of the early nationalist leaders were politico-economic rather than purely economic. Thus, the economic thought of the Indian leaders during the early phase of national movement and the Drain Theory propounded by Dadabhai Naoroji became the economic basis of Indian nationalism.

While in England, Dadabhai Naoroji studied the working of various British institutions. Along with W. C. Bannerjee, he started the London Indian Society to bring about a rapprochement between the British and Indians and to facilitate the exchange of views on subjects related to India. In 1866, Dadabhai Naoroji founded the East India association in collaboration with English officers.

Dadabhai Naoroji tried to mobilize public opinion in England in favor of India. He began to talk about the duties of the Englishmen towards India. He worked hard to appraise the British people about the defects of the British rule in India through his speeches in the British Parliament and through his writings. Dadabhai Noaroji fought for financial justice for India in the house of Commons. His efforts met with partial success when a Royal Commission was appointed to ‘enquire into the administration and management of the military and civil expenditure incurred. However, the Royal Commission failed to provide any financial justice to India.

After his return to India, Dadabhai Naoroji become the Dewan of the Baroda State. He was one of the founding members of the Indian National Congress and was elected as the President of the Congress thrice – 1886, 1893 and 1906.

The most important contribution of Dadabhai Naoroji in the field of economic thought is his famous ‘Drain Theory’ and its application to the Indian context. Having read Adam Smith’s ‘An Enquiry into the Nature and Causes of the Wealth of Nations’, Dadabhai Naoroji turned his attention to ‘An Enquiry into the Nature and Causes of Indian Poverty’.

He formulated the Drain Theory into a doctrine, a powerful instrument of polemics which he used with great effect. To strengthen his arguments Dadabhai Naoroji quoted his predecessors at every step. He knew that he could succeed in convincing the British rulers if he quoted British rulers if he quoted British authorities. Some of them were distinguished British administrators.

External Drain – According to Dadabhai Naoroji, the poverty of the Indian people was the main problem. That India was getting poorer and poorer everyday was manifested by a number of facts; the low national income of the country, the low import and export figures, the low standard of living of people, the low revenue returns of the government, the recurring famines and the high rate of morality. He was of the opinion that the existing poverty was the direct result of the British rule in India. Dadabhai attributed the poverty of India to the heavy drain of the resources of the country.

Dadabhai considered the economic drain as an external-cum-internal drain. It was a kind of built in mechanism which exhorted resources out of a low level colonial economy; and the surplus thus generated through a complicated process was drained out of the economy through the process of external trade, the dynamics of which was supplied by the unilateral transfer of funds in an equally complicated way. According to Dadabhai the functioning of this transfer of resources was uniquely determined by a member of objective political factors such as:

-          India being a colonial economy governed by remote control

-          India was quite unlike whitemen’s colonies as the temperate zone which was attractive as well as provided capital for economic development.

-          India was saddled with an expensive civil administration and equally expensive army of occupation.

-          India was a strategic base of operations that had to bear the burden of empire building not only in India but also beyond her borders

-          Overheads of development being oriented towards strategic requirements, towards the requirements of administrative control in a vast country ruled by a handful of foreigners, towards the objective of creating highly paid jobs for foreign personnel

-          India was a colony with a difference, public expenditure out of the proceeds of taxation and loans failed to generate as much of domestic employment and income as would have been possible, if the principle income earners had not been ‘birds of passage’, or if they had spent their incomes largely within the country or on goods and services produced within the country.

Dadabhai’s concept of external economic drain had an interesting dimension. The Drain Theory had its crude exponents in his time. keeping money or purchasing power within the country and preventing it from being drained away is a notion which is as old as mercantilism and as old as the nationalist movement in India. Dadabhai grasped the underlying economic reality. He applied the criterion of the effect of public expenditure on the generation of income and employment with the country. Export and import, if they are a foreign monopoly, yield profits which do not generate domestic incomes and employment abroad. Here is a ‘foreign leakage’ to use a modern expression, or a ‘drain’ as Dadabhai understood it. The Englishman who imported British goods for his personal consumption or brought British goods in India, or the Government which bought in India or in England, stores of British manufactures. In these cases, individual as well as public consumption failed to generate domestic income and employment.

Internal Drain – According to Dadabhai Naoroji, the external economic drain was the counter part of the internal economic drain, as he saw the internal economic drain as the dependent effect of the external economic drain. Resources abstracted from internal production through taxation took the form of commodities which, in real terms, were the equivalent of the transfer of income abroad. Public finance i.t. government spending in relation to loan and taxes becomes in this context a means of establishing an equilibrium between the quantum of transfer of purchasing power abroad and the quantum of purchasing power required to be diverted from consumption of taxation and loans. Since the quantum of external transfer was large in relation to the per capita income, there was a kind of precarious equilibrium between the internal transfer of income and the external transfer.

The chief argument of Dadabhai was that the internal transfer was as much of an economic drain as the external transfer. The external economic drain was a ‘drain’ because of unrequited exports, ‘noncommercial’ exports, which did not bring any return in the form of imports. The internal economic transfer through taxation, which meant, by and large, transfer of purchasing power from the poverty stricken, rural areas of the country, was also largely of the nature of unrequited exports to England. There were other kinds of leakages which occurred under more favorable political and economic conditions. They produced compensations in different ways. The familiar examples were the compensatory effects of redistributive taxation, or welfare expenditure including state expenditure, on the creation of economic and social overheads which benefit the bulk of the population, or at least the expenditure of proceeds of taxation largely within the country which create primary employment and income and through them secondary employment and income and, so on down to the tertiary level. Dadabhai pointed out that Indian public finance lacked these compensatory features except in so far as the state undertook public investments in railways and irrigation works and road development due to various reasons their fullest possible compensatory effects were not realized. Thus, Dadabhai had a very grim view of Indian public finance. The view of Dadabhai Naoroji was shared by liberal minded Englishmen in the middle of the 19th century who had a sympathetic understanding of the reality of the Indian economic situation.

The views of Dadabhai Naoroji on public expenditure had crystallised as early as 1871 in his paper called ‘Commerce of India’ and ‘Financial administration’. In his ‘Commerce of India’ he referred to the political debt of 100 million pounds and the burden of ‘Home Charges’, pointing out that while British Exchequer contributed nearly three million pounds to meet public expenditure in the colonies, in case of India, it was an unmitigated drain. He criticized the economically crude and unintelligent policy of making present generation pay the whole cost of public works for he benefit of the future. This he considered as the lack of ‘intelligent adaptation of financial machinery’ and much ‘reckless expenditure’.

Dadabhai made a thorough analysis of the inequitable burden of military expenditure borne by India. He pleaded that the cost of British Forward Policy should not substantially be borne by India. Dadabhai agreed that India might pay a share of the cost in India for what England regards as absolutely necessary for her own purpose of maintaining her empire in India.

The increase in the public debt was considered another source of the swelling of the economic drain by Dadabhai Naoroji. Apart from the political debt inherited for the East India Company, the public debt, excluding loans for public works incurred during the period of 1883-92 was 16 million pounds, the interest charges were an addition to both the internal and external drain. During the last three decades of the nineteenth century, there was a substantial addition to loans for railways, for irrigation works. On guaranteed railways, Dadabhai’s comment was highly credible: “I am morally certain that there has been great waste in the construction of the guaranteed railways”. Since the remunerative character of many projects was set aside out of administrative or political considerations, the ultimate burden of ‘extra ordinary’ works fell on the taxpayer. Dadabhai condemned the principle of meeting the net charges out of ordinary, general revenues as an inequitable financial principle. He mentioned three evil consequences of such a system:

-          Uncertainty, delay and the consequent waste in the works themselves.

-          The intolerable pressure of taxation upon the people and their dissatisfaction

-          The withdrawal of so much capital which was so dear for the ordinary wants of the production and the commerce of the country.

Consequences of the Drain

It is impossible to accurately measure the amount of drain which in the form of resources, raw materials and gold bullion flowed from India into England during the long British ruler over India. It was calculated that one-fourth of all revenue derived in India came to be annually remitted to England as Home Charges. According to Dadabhai Naoroji between 1814 and 1865 about 350 million pounds went to England by way of drain. He calculated this figure from Indian export surplus over her imports those years.

The vast amount of resources and capital which flowed from India into England naturally enabled the people of England to live a better standard of life. The drain also made possible rising investments in English agriculture and industry after 1750. These investments were partly responsible for agricultural revolution in England in the eighteenth century and as also industrial revolution which commenced after 1750. Rich officials and merchants who retired in England with huge amounts and pensions after serving in India had the leisure and money to devote their attention to new inventions, construction of roads, canals and railways and bring rapid changes in all sectors of economy. The drain provided the foundation of English economic prosperity.

On the other hand the effects of the drain on Indian economy and on its people were disastrous. The loot and plunder and the enormous profits which were take out of India year after year meant a continual drain of Indian resources and a dead loss. These resources and gold which could have been available for investment in India were siphoned off to England.

The public debt policy of the government and payment of annual interest on them meant increasing tax burden on Indian people. Highly regressive taxation was imposed on people for servicing the government of India’s debt raised in England.

Another result of far reaching significance was that when the government of the country spends the tax proceeds withing the country, money circulates among the people creating demand for various types of goods and services and thus leads to a profitable progress in trade, agriculture and industry. The benefits of such a policy reaches down to the mass of people, but when tax proceeds are sent abroad as it happened in the case of the drain, it meant sending off the resources out of India, thus impoverishing her trade, agriculture and industries. The drain was thus responsible for the stagnant economy of India during the eighteenth and nineteenth century.

Dadabhai Naoroji was of the opinion that the drain was the principle and sole cause of India’s poverty. He pointed out that the drain represented not only the sending aboard of certain portion of national income but also the further loss of employment and income that could have been generated in the country, if the drain would have been spent internally.

The nationalist leaders also saw drain as a loss of capital rather than loss of wealth. They were aware that the drain was harmful chiefly because it resulted in the depletion of productive capital. The drain resulted in industrial retardation as it produced shortage of capital. The nationalist leaders, thus, tried to analyze and show the effects of the drain on income and wealth, on capital, on industrial development, on land revenue, on the terms of trade and on the poverty of the Indian people. Through the drain theory, the nationalist writers, specially Dadabhai Naoroji effectively brought out the highly exploitative nature of British rule in India.

The nationalist leaders pointed out several measures of reducing the burden of the drain. The most important measure suggested by them was the Indianization of civil and military services, and reducing the personnel from England to a reasonable proportion. Another measure suggested was the reduction of the Home charges. It was suggested that England should shoulder a large part of the Home Charges. The Home Charges could be reduced by reducing the burden of interest and capital payments in India’s public debt held in England. The burden of the drain could also be reduced by purchasing government stores in India itself, as also by checking the increasing import of private foreign capital.

Dadabhai Naoroji, the Grand Old Man of India, the great sentinel of India’s freedom who battled untiringly in the cause of the submerged masses of India, had seen the face of poverty. In his the ‘other India’ the India of voiceless, poverty stricken, millions had found an untiring friend and crusader who fought their battels with an obsession that was the despair of his opponents. He was an intellectual who believed in the power of the written and the spoken work, in the triumph of truth and justice in the ethical conscience of the British ruler and his sense of fair play.

Gopal Krishna Gokhale described his personality in one sentence: “ If ever there was the divine in man, it was in Dadabhai”.

 

QUESTIONS:

Make a critical assessment of the Drain Theory. In what way did it contribute to the growth of Indian nationalism?

Evaluate Dadabhai Nawroji’s Drain Theory and assess the economic and political effects of the drain.

Short note on Drain Theory

Describe in brief the work of Dadabhai Naoroji in the promotion of economic nationalism

Trace the genesis of the Drain Theory formulated by Dadabhai Naoroji. What were its politico-economic implications?


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